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  • Carsted Rosenberg

Register for Live Webinar on OTCQX for European Issuers on 14 December 2022



Together with OTC Markets, Media and Games Invest SE, and Aery Advisors, Carsted Rosenberg will host a live webinar for corporate issuers on 14 December 2022 at 16:00 CET. The live webinar tailored to European companies interested in accessing the U.S. capital markets.


AGENDA

The webinar will address the following matters:

  • What are Qualified Foreign Exchanges for OTCQX?

  • How European companies that are listed on a Qualified Foreign Exchange can access U.S. investors without a secondary listing in the U.S.

  • Presentation of OTC Markets Group, New York.

  • Expanding the shareholder base to the United States.

  • SEC Exemption - Rule 12g3-2(b)

  • SEC Reporting

  • Sarbanes-Oxley

  • U.S. GAAP

  • The OTC Market Tiers: OTC Pink, OTCQB and OTCQX

  • OTC Sponsor

  • Cost of being cross-traded on OTC Marktes

  • Timeline

  • Qualification Requirements

  • Experiences of MGI as a Nasdaq Nordic issuer on OTCQX


CASE STUDY

Sören Barz, the head of investor relations at Media and Games Invest SE (MGI) will share his experiences and view as MGI, a Nasdaq Stockholm listed company, was admitted to trading on OTCQX in the United States.


PANELISTS

The panel willl be moderated by Yomi Bashorun, Business Development Executive at Aery Advisors and the participating panelists will be:

The webinar will be followed by a Q&A session where participants can ask questions on the process and the effects to the panelists.


ABOUT OTC MARKETS GROUP

OTC Markets Group Inc. (OTCQX: OTCM) operates regulated markets for trading 12,000 U.S. and international securities. Our data-driven disclosure standards form the foundation of our three public markets: OTCQX® Best Market, OTCQB® Venture Market and Pink® Open Market. Our OTC Link® Alternative Trading Systems (ATSs) provide critical market infrastructure that broker-dealers rely on to facilitate trading. Our innovative model offers companies more efficient access to the U.S. financial markets. OTC Link ATS, OTC Link ECN and OTC Link NQB are each an SEC regulated ATS, operated by OTC Link LLC, a FINRA and SEC registered broker-dealer, member SIPC.


ABOUT MEDIA AND GAMES INVEST SE

Media and Games Invest SE (MGI) is an advertising software platform with strong first party games content. MGI’s main operational presence is in North America and Europe. MGI is listed on Nasdaq Nordic in Stockholm and traded on OTCQX in New York since 2022.


ABOUT AERY ADVISORS

Aery Advisors help start-up founders and funders, emerging growth and public companies access pools of capital to launch, grow and innovate. Aery Advisors is working closely with both Carsted Rosenberg and the OTC Markets Group to market and vet appropriate public company candidates who may be interested in engaging a pre-approved Sponsor to submit a letter of introduction to the OTC Markets Group.


ABOUT CARSTED ROSENBERG

Carsted Rosenberg has been approved by the OTC Markets Group to act as an OTC Sponsor for companies to be quoted on the OTCQX and OTCQB markets. A foreign issuer seeking to qualify for OTCQX needs to have a letter of introduction from an approved OTCQX Sponsor. An OTCQX Sponsor, usually an investment bank or a law firm, will assist you with your application and guide you through the process together with the OTC Markets Group to ensure a successful and U.S. compliant result. Carsted Rosenberg is a specialist international law firm with a focus on cross-border banking & finance, capital markets, mergers & acquisitions and corporate & commercial matters. Our clients rely on us for pragmatic advice and transactional excellence. We specialise in matters that require transactional expertise, considerable cross-border experience and a high degree of proficiency and efficiency.


Further Information

For further information on the advantages of an OTC Quotation on OTCQX for European companies, please contact Brad Furber or Michael Carsted Rosenberg or Andreas Tamasauskas at Carsted Rosenberg. To learn more about the OTCQX Market, contact VP, International Corporate Services Joe Coveney at jcoveney@otcmarkets.com.



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